Compliance Officer
Company: Trust Point Inc.
Location: Eau Claire
Posted on: May 21, 2023
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Job Description:
EXPERIENCE OUR CULTURE! JOIN OUR TEAM!Recognized as a "Best
Place to Work" for the 6th year in a row by Business Intelligence
Group, Trust Point Inc. of Eau Claire, WI. is looking to hire a
full-time Relationship Manager to join our Wealth Management team.
We are looking for an individual that will use their background in
law, passion for finance, investments and planning to build
impactful, trustworthy and long-lasting relationships with their
clients.We offer a complete line of benefits including, health,
dental, life, long term disability, paid holidays and paid
vacation. In addition, we also offer a very generous 401k and
profit-sharing plan.ABOUT TRUST POINT INC.For more than 100 years,
Trust Point has provided a wide array of trusted financial services
to individuals, families, businesses and charitable organizations.
It is our goal to provide outstanding client service in order to
help our clients achieve their financial goals.Our success is a
direct result of the caliber of the team we recruit. We value each
of our staff members and their input. We are supportive, not only
to our clients but to each other. Our CEO embodies our supportive
culture and has an open-door policy. We love to show our
appreciation and provide fun and unique perks throughout the year
like locally sourced steaks, produce, cheese and homemade apple
pies!A DAY IN THE LIFE OF A COMPLIANCE OFFICERMaintain a risk
assessment program including assistance with risk
evaluationsResponsible for the oversight and testing of the Company
Policy and Procedure ManualOversight of the Regulation 9 Review
ProgramCorporate wide strategic and reputational riskConsistent
focus on current and prospective regulatory and industry
changesTrain staff regarding regulatory and policy changesSupport
the internal auditorCoordinate internal and external audit
coverageChair the Risk CommitteeResponsibility for adhering to
regulations and internal policies, as well as responding to
escalating risk issues and policy changes in a timely
manner.Requirements:College degree in accounting.CPA is preferred,
CIA (Certified Internal Auditor) or CFIRS (Certified Fiduciary &
Investment Risk Specialist), if possible.Some experience in public
accounting and preferably in the audit area.Sufficient compliance,
organizational, and technical skills.Ability to communicate both
orally and in writing with others in the company and report results
to management, Audit Committee and vendors, as needed.High degree
of confidentiality.Good problem-solving skills and ability to work
independently.This position requires excellent communication and
interpersonal skills which include: relationship development,
listening, oral and written communication, decision making,
organizing, executing and implementing plans, team building and
work coordination.
Keywords: Trust Point Inc., Eau Claire , Compliance Officer, Accounting, Auditing , Eau Claire, Wisconsin
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